Nicolas A. Radisay

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Lpl Financial Llc
  Irvine, CA

Previous Registrations

• 2001-01-29 → 2008-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

1. 03/28/2008: No Business Name - Investment Related - At Reported Business Location(s) - Palm Desert, CA - Real Estate Rental - Time Spent 0% - Renting out an owned vacation home. 2. 8/7/2009: Laguna Pacific Private Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 5%. 3. 2/22/2016: No Business Name - Investment Related - in or near Laguna Beach - Mortgage/Real Estate Services - Start 02/21/2016 - 30 Hours Per Month/0 Hours During Securities Trading. 4. 10/10/2023: Laguna Beach Unified School District and Laguna Beach Recreation Center; Multiple locations; Outside/W-2 Employment; Not inv. related; start date 2/27/2017; 40hrs/mo.; 0hrs during trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-30