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Michael Anthony Morin

Charles Schwab Investment Management, Inc

San Francisco, CA

Boston, MA

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-09-15
  • MA RA
    APPROVED
    Since 2020-09-15

Branch Locations

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

One International Place, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windhaven Investment Management Boston MA 03/2012 03/2018
Thomaspartners, Inc. Boston MA 05/2017 Present
Charles Schwab Investment Advisory, Inc Boston MA 01/2018 01/2020
Charles Schwab Investment Management Boston MA 07/2020 Present
  • 03/2012 → 03/2018
    Windhaven Investment Management
    Boston, MA
  • 05/2017 → Present
    Thomaspartners, Inc.
    Boston, MA
  • 01/2018 → 01/2020
    Charles Schwab Investment Advisory, Inc
    Boston, MA
  • 07/2020 → Present
    Charles Schwab Investment Management
    Boston, MA
Previous Registrations
  • 2018-03-07 → 2020-09-28
    Charles Schwab Investment Advisory, Inc.
    Boston, MA
    San Francisco, CA
  • 2017-05-30 → 2018-03-30
    Thomaspartners, Inc.
    Boston, MA
    Boston, MA
  • 2012-05-24 → 2018-03-30
    Windhaven Investment Management, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-21
S63 Uniform Securities Agent State Law Examination 2001-01-10
  • S65 Uniform Investment Adviser Law Examination
    2012-05-21
  • S63 Uniform Securities Agent State Law Examination
    2001-01-10

View on SEC IAPD

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ZENTARA EXCHANGE LTD

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JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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