Michael Anthony Morin

Employer firm

Charles Schwab Investment Management, Inc CRD 106753

$1.72T regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 03/2018
  Windhaven Investment Management
  Boston, MA
• 05/2017 → Present
  Thomaspartners, Inc.
  Boston, MA
• 01/2018 → 01/2020
  Charles Schwab Investment Advisory, Inc
  Boston, MA
• 07/2020 → Present
  Charles Schwab Investment Management
  Boston, MA

Previous Registrations

• 2018-03-07 → 2020-09-28
  Charles Schwab Investment Advisory, Inc.
  Boston, MA
  San Francisco, CA
• 2017-05-30 → 2018-03-30
  Thomaspartners, Inc.
  Boston, MA
  Boston, MA
• 2012-05-24 → 2018-03-30
  Windhaven Investment Management, Inc.
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-21
• S63 Uniform Securities Agent State Law Examination
  2001-01-10