Paul Michael Burke

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2023
  Morgan Stanley
  Los Angeles, CA
• 03/2023 → 05/2023
  First Republic Securities Company, Llc
  Los Angeles, CA
• 03/2023 → 05/2023
  First Republic Investment Management, Inc
  Los Angeles, CA
• 05/2023 → 03/2024
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
• 11/2024 → Present
  Lpl Financial Llc
  Newport Beach, CA
• 03/2024 → Present
  Bmo Harris Bank
  Newport Beach, CA

Previous Registrations

• 2023-05-04 → 2024-04-02
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
• 2023-03-03 → 2023-05-23
  J.P. Morgan Private Wealth Advisors Llc
  Los Angeles, CA
• 2015-11-25 → 2023-03-28
  Morgan Stanley
  Los Angeles, CA

Other Businesses

1 - 11/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 11/2024 - BMO HARRIS BANK - Financial Institution Duty - Inv Related - 160 Hours/Month - 8 Hours During Trading - CA 92660 - OBA Start Date: 11/25/2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-24
• S63 Uniform Securities Agent State Law Examination
  2005-03-09

Other Names

• Paul Burke
• Paul M Burke