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Erik Sean Wolfers

First And Main Financial

Piedmont, CA

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Current Employers
First And Main Financial

Piedmont, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-19
  • CA RA
    APPROVED
    Since 2025-05-19

Branch Locations

Piedmont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wolfers Asset Management Piedmont CA 07/2001 Present
  • 07/2001 → Present
    Wolfers Asset Management
    Piedmont, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-07
  • S66 Uniform Combined State Law Examination
    2001-06-07
Designations

View on SEC IAPD

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