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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
2558-A Bell Road, Auburn, CA 95603 • United States
1351 Harter Pkwy, Yuba City, CA 95993 • United States
503 Mcdevitt Dr, Wheatland, CA 95692 • United States
520 Bogue Rd Ste 1, Yuba City, CA 95991 • United States
1030 W Wood St, Willows, CA 95988 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boyz Nite Out | Orangevale | CA | 10/1993 | 05/2017 |
| Bank Of America, N.A. | Davis | CA | 04/2015 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Davis | CA | 04/2015 | 06/2017 |
| Cuna Mutual Group | Waverly | IA | 09/2019 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2019 | Present |
| Craigston Real Estate | Auburn | CA | 01/2017 | Present |
| Frontier Communications | Elk Grove | CA | 08/2018 | 06/2019 |
| State Farm | Auburn | CA | 07/2019 | 08/2019 |
| Lpl Financial Llc | Marysville | CA | 05/2022 | Present |
1)05/18/2022 - Sierra Central Financial Services -Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2)05/18/2022 - No Business Name-Investment Related - Home Based - Real Estate Rental - owner - Start Date - 4/1/2020- 0 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-11-01 |
| S66 | Uniform Combined State Law Examination | 2013-03-26 |
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