Michael Joseph Maisel

Employer firm

Legacy Financial Advisors, Inc. CRD 158675

$1.52B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → Present
  Legacy Financial Advisors
  Covington, KY
• 08/2011 → Present
  Triad Advisors
  Norcross, GA

Previous Registrations

• 2005-08-05 → 2011-09-20
  Kestra Investment Services, Llc
  Covington, KY
  Covington, KY
• 2000-07-19 → 2005-08-09
  Osaic Fa, Inc.
  Covington, KY

Other Businesses

1)APPOINTMENT WITH MULTIPLE INSURANCE CARRIERS 2)4TH STREET, LLC - REAL ESTATE - OWNS THE BUILDING LEGACY OCCUPIES - 33.3% MEMBER 3)LEGACY FINANCIAL ADVISORS DBA SCROGGINS FINANCIAL SERVCIES 4)Bridge Partners,USA;not investment related;117 E. 4th Street,Covington,KY 41094;insurance solution for advisors;owner 33.3%;3/30/2017;1-5 hrs/month;<1 hr during trading;build pipelines with other RIA firms or insurance shops,offer Bridge Partners as an insurance solution to their insurance needs. 5)Financial Fitness Powered by Legacy,LLC;not investment related;117 E 4th Street,Covington,KY 41011;education;16% owner;11/1/2020;2-3 hrs/month;<1 hr during trading;refer program to companies

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-07-12

Other Names

• Michael J Maisel