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Prabhu Palani

Tresses Capital Management, LLC

Napa, CA

CRD 4213918

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Employer firm

Tresses Capital Management, LLC CRD 282898

$56.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Tresses Capital Management, Llc

Napa, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2020-02-11
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2020-02-11

Branch Locations

Napa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tresses Capital Management Napa CA 03/2016 Present
City Of San Jose San Jose CA 09/2020 Present
Tresses Capital Partners, Llc Fremont CA 07/2025 Present
  • 03/2016 → Present
    Tresses Capital Management
    Napa, CA
  • 09/2020 → Present
    City Of San Jose
    San Jose, CA
  • 07/2025 → Present
    Tresses Capital Partners, Llc
    Fremont, CA
Previous Registrations
  • 2025-10-13 → 2026-08-13
    Tresses Capital Partners
    Fremont, CA
  • 2010-07-15 → 2012-01-19
    Red Span Asset Management, Llc
    Fremont, CA
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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