Shannon Michael Taggart

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → 09/2024
  Commonwealth Financial Network
  Waltham, MA
• 09/2024 → Present
  Lpl Financial Llc
  Blaine, MN

Previous Registrations

• 2014-01-21 → 2024-09-16
  Commonwealth Financial Network
  Ham Lake, MN
  Blaine, MN
  Minneapolis, MN

Other Businesses

1- 09/16/2024 / Adventure Wealth Management / DBA for LPL Business (entity for LPL business) / At reported business location(s) - Investment Related / Start date: 8/20/2025 - 160 hrs mth / 40 hrs during trading- 2. 10/21/2025 - Float Club, LLC - Business Entity For Tax/Investment Purposes Only - Home based - Not Inv Rel - Start date: 11/3/2025 - 4hrs mth / 0 hrs during trading-

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-09-21