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Shannon Michael Taggart

LPl Financial LLC

Blaine, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-09-17
TX RA APPROVED_RES 2024-09-16
  • MN RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED_RES
    Since 2024-09-16

Branch Locations

9298 Central Ave Ne, Ste 204, Blaine, MN 55434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2004 09/2024
Lpl Financial Llc Blaine MN 09/2024 Present
Previous Registrations
Other Businesses

1- 09/16/2024 / Adventure Wealth Management / DBA for LPL Business (entity for LPL business) / At reported business location(s) - Investment Related / Start date: 8/20/2025 - 160 hrs mth / 40 hrs during trading- 2. 10/21/2025 - Float Club, LLC - Business Entity For Tax/Investment Purposes Only - Home based - Not Inv Rel - Start date: 11/3/2025 - 4hrs mth / 0 hrs during trading-

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-21
  • S63 Uniform Securities Agent State Law Examination
    2000-09-21

View on SEC IAPD

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