Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
FL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

4279 Mariner Blvd, Spring Hill, FL 34609 • United States

12300 Cortez Blvd, Brooksville, FL 34613 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooksville FL 10/2012 Present
Jpmorgan Chase Bank, N.A. Brooksville FL 10/2012 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Tampa, FL
    Tampa, FL
    Sarasota, FL
  • 2005-02-22 → 2005-07-29
    Banc One Securities Corporation
    Sarasota, FL
  • 2003-09-30 → 2005-02-09
    Raymond James Financial Services, Inc.
    Temple Terrace, FL
  • 2000-08-02 → 2003-10-06
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-02
S63 Uniform Securities Agent State Law Examination 2001-01-26
  • S65 Uniform Investment Adviser Law Examination
    2005-02-02
  • S63 Uniform Securities Agent State Law Examination
    2001-01-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Spring Hill, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor