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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-21 |
| NJ | RA | APPROVED | 2022-10-21 |
| TX | RA | APPROVED | 2022-10-21 |
Branch Locations
1901 Main Street Suite 700, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securites Llc | Costa Mesa | CA | 01/2005 | 02/2020 |
| E*Trade Capital Management Llc | Costa Mesa | CA | 04/2009 | 02/2020 |
| E*Trade Securities Llc | Santa Ana | CA | 02/2020 | Present |
| E*Trade Capital Management Llc | Irvine | CA | 02/2020 | Present |
| Morgan Stanley | Irvine | CA | 10/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-18 |
| S65 | Uniform Investment Adviser Law Examination | 2003-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-11 |
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