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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-21 |
Branch Locations
2121 Ave Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adviceperiod, Llc | Los Angeles | CA | 04/2016 | 03/2022 |
| Mariner Platform Solutions | Valley Village | CA | 03/2022 | 08/2025 |
| Mariner | Overland Park | KS | 08/2025 | Present |
1) Edifi, Inc.; not investment-related; Sherman Oaks. CA; financial education; Founder; start date: 09/2023; 8 hrs/month; 0 hrs/month during trading hours; assist with strategy and building the platform 2) Flowt; not investment-related; Head of Business Development; start date: 10/2023; 6 hrs/month; 0 hrs/month during trading hours; bringing in new business 3) Association for Corporate Growth, Inc.; Not investment related, Los Angeles, CA , Chairman of Awards Ceremony, Start date: 7/30/2025, 2 hours per month, 1 hour during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-08 |
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