Bruce R Roberson

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2022-09-26
FL	RA	APPROVED	2022-09-23
TX	RA	APPROVED_RES	2022-09-22

GA RA
APPROVED

Since 2022-09-26
FL RA
APPROVED

Since 2022-09-23
TX RA
APPROVED_RES

Since 2022-09-22

Branch Locations

3320 Thomasville Rd Ste 300, Tallahassee, FL 32308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Tallahassee	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Tallahassee	FL	11/2016	09/2022
Wells Fargo Advisors Financial Network, Llc	Tallahassee	FL	09/2022	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Tallahassee, FL
11/2016 → 09/2022

Wells Fargo Clearing Services, Llc

Tallahassee, FL
09/2022 → Present

Wells Fargo Advisors Financial Network, Llc

Tallahassee, FL

Previous Registrations

2007-10-19 → 2022-09-22

Wells Fargo Clearing Services, Llc

Tallahassee, FL

Tallahassee, FL
2007-04-02 → 2007-10-19

Morgan Stanley & Co. Llc

Tallahassee, FL
2001-11-29 → 2007-04-02

Morgan Stanley Dw Inc.

Tallahassee, FL

Tallahassee, FL

Other Businesses

BRADV LLC, INV RELATED, TALLAHASSEE, FL, 100% OWNERSHIP, START 5/27/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. CANOPY ROADS ADVISORS LLC, INV RELATED, TALLAHASSEE, FL, 50% OWNERSHIP, START 7/1/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-11

S66 Uniform Combined State Law Examination

2000-08-11

Other Names

Bruce Richard Roberson

View on SEC IAPD