Nicholas Francis Steier

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-08-10
PA	RA	APPROVED	2022-08-10
TX	RA	APPROVED	2022-08-10

MD RA
APPROVED

Since 2022-08-10
PA RA
APPROVED

Since 2022-08-10
TX RA
APPROVED

Since 2022-08-10

Branch Locations

Hershey, PA • United States

225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Hunt Valley	MD	04/2014	08/2022
Wells Fargo Advisors Financial Network, Llc	Hunt Valley	MD	08/2022	Present

04/2014 → 08/2022

Ubs Financial Services Inc.

Hunt Valley, MD
08/2022 → Present

Wells Fargo Advisors Financial Network, Llc

Hunt Valley, MD

Previous Registrations

2014-04-25 → 2022-08-19

Ubs Financial Services Inc.

Hunt Valley, MD

Stewartstown, PA

Hunt Valley, MD
2005-04-15 → 2014-04-29

Wells Fargo Clearing Services, Llc

Baltimore, MD

Columbia, MD

Hunt Valley, MD

Catonsville, MD

Reisterstown, MD

Baltimore, MD

Catonsville, MD

Columbia, MD

Randallstown, MD
2002-07-11 → 2005-04-14

Truist Investment Services, Inc.

Brandywine, MD

Other Businesses

STEIER WEALTH MANAGEMENT, LLC; INV. RELATED; STEWARTSTOWN,PA; 100% OWNERSHIP; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 37.5; FINET PRACTICE| STEIER GP, LLC; INV RELATED; HERSHERY, PA; 90% OWNERSHIP; START DATE 05/09/2025; 4 HOURS PER MONTH; 4 HOURS DURING TRADING ; FORM TO SELL A % TO A LLC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-07

S66 Uniform Combined State Law Examination

2000-10-07

Other Names

Nick Steier

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