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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-10-24
  • IN RA
    APPROVED
    Since 2016-10-24

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

123 N. Wood St, Griffith, IN 46319 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hobson Financial Group Highland IN 07/2013 Present
Money Concepts Capital Corp Palm Beach Gardens FL 10/2016 Present
Previous Registrations
  • 2013-08-05 → 2016-09-06
    Investors Capital Corp.
    Whiting, IN
    Highland, IN
    Lynnfield, MA
  • 2007-03-23 → 2013-08-05
    Next Financial Group, Inc.
    Houston, TX
    Highland, IN
  • 2005-05-03 → 2007-03-19
    Cetera Investment Services Llc
    Whiting, IN
    Whiting, IN
Other Businesses

1.OBA: HOBSON & SCOTT REMODELING 8208 KENNEDY AVE HIGHLAND, IN 46322 REMODELING CO, CO-OWNER SINCE 02/2001. 35% OWNER. SOME SALES OWNER.ROOFING/SIDING CONTRACT. 15-25 TOTAL/HRS/MO . 5-15HRS/MO DURING SECURITIES TRADING HOURS. 2. Hobson & Scott Insurance Agency, 8208 Kennedy Ave. Highland, IN 46322. Owner, Non-investment related, 1-20% time spent on activity during non-securities hrs. 3. Set 'Em Up, 135 N Broad St. Griffith, IN 46319. Bowling Alley/Restaurant, Owner, Non-investment related, 1-20% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-14
S63 Uniform Securities Agent State Law Examination 2000-10-30
  • S65 Uniform Investment Adviser Law Examination
    2005-03-14
  • S63 Uniform Securities Agent State Law Examination
    2000-10-30
Other Names
  • Tony Frederick Hobson

View on SEC IAPD

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