Fernando Efrain Recalde

Employer firm

First Retirement Services LLC CRD 328202

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 04/2018
  Minnesota Life
  St. Paul, MN
• 08/2016 → 04/2018
  Securian Financial Services Inc.
  St. Paul, MN
• 08/2016 → 04/2018
  Evershore Financial Services Inc.
  Boca Raton, FL
• 04/2018 → 12/2023
  Gwn Securities, Inc.
  Palm Beach Gardens, FL
• 12/2023 → Present
  First Retirement Services Llc
  Parkland, FL

Previous Registrations

• 2018-05-18 → 2023-12-14
  Gwn Securities Inc.
  Davie, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Parkland, FL
• 2016-08-19 → 2018-05-22
  Securian Financial Services, Inc.
  Boca Raton, FL
• 2014-05-06 → 2016-08-12
  Equity Services, Inc.
  Boca Raton, FL
• 2014-02-04 → 2014-05-09
  Eagle Strategies Llc
  Sunrise, FL
• 2000-10-05 → 2002-08-30
  Citigroup Global Markets Inc.
  Aventura, FL

Other Businesses

*FIXED INSURANCE, BROWARD & MIAMI DADE COUNTIES, FL; INVEST RELATED; 403B PROGRAM SALES THROUGH THE STATE OF FL; 08/2017-PRES; 5 HRS/MO WITH 5 HRS/MO DURING TRADING HRS. LICENSED TO SELL LIFE (FIXED AND VARIABLE), LTC, DISABILITY AND BUSINESS INSURANCE. 5 STAR REAL ESTATE Is Not Investment Related, REAL ESTATE, AGENT, 2020-02-25, 10 hours per month, 0 hours per month during trading hours, Commission Compensation, Real estate sales UPS Store, Non Investment Related, West Virginia, Owner since 09/2023, 0 hours per month devoted to business

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-21
• S63 Uniform Securities Agent State Law Examination
  2013-06-21

Other Names

• Fernando Benjamin Recalde