Mindy Joy Hendawi

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Rbc Capital Markets, Llc
  Washington, DC

Previous Registrations

• 2009-06-01 → 2012-11-15
  Morgan Stanley
  Potomac, MD
  Mclean, VA
• 2007-08-10 → 2009-06-01
  Morgan Stanley & Co. Llc
  Potomac, MD
• 2004-05-20 → 2006-08-22
  Morgan Stanley Dw Inc.
  Potomac, MD
  Potomac, MD
• 2003-07-16 → 2004-03-05
  Wells Fargo Clearing Services, Llc
  Columbia, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-15
• S63 Uniform Securities Agent State Law Examination
  2000-06-26

Other Names

• Mindy Joy Mash