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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-11-15
  • MD RA
    APPROVED
    Since 2012-11-15

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington DC 11/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-11-15
    Potomac, MD
    Mclean, VA
  • 2007-08-10 → 2009-06-01
    Morgan Stanley & Co. Llc
    Potomac, MD
  • 2004-05-20 → 2006-08-22
    Morgan Stanley Dw Inc.
    Potomac, MD
    Potomac, MD
  • 2003-07-16 → 2004-03-05
    Columbia, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-15
S63 Uniform Securities Agent State Law Examination 2000-06-26
  • S65 Uniform Investment Adviser Law Examination
    2003-07-15
  • S63 Uniform Securities Agent State Law Examination
    2000-06-26
Other Names
  • Mindy Joy Mash

View on SEC IAPD

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