Piers Cornelius

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-08-05
TX	RA	APPROVED	2023-08-05

CA RA
APPROVED

Since 2023-08-05
TX RA
APPROVED

Since 2023-08-05

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	San Francisco	CA	10/2008	Present
Jpmorgan Chase Bank, N.A.	San Francisco	CA	11/2016	Present

10/2008 → Present

J.P. Morgan Securities Llc

San Francisco, CA
11/2016 → Present

Jpmorgan Chase Bank, N.A.

San Francisco, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-08-04
S63	Uniform Securities Agent State Law Examination	2000-08-29

S65 Uniform Investment Adviser Law Examination

2023-08-04
S63 Uniform Securities Agent State Law Examination

2000-08-29

Other Names

Piers Alexander Cornelius

View on SEC IAPD

Employer firm

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Exams

Other Names

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