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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-12 |
| PA | RA | APPROVED | 2024-11-12 |
Branch Locations
120 N Pointe Blvd Ste 100, Lancaster, PA 17601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Lancaster | PA | 02/2009 | 05/2018 |
| Norwex | Gap | PA | 05/2018 | Present |
| Wells Fargo Clearing Services, Llc | Lancaster | PA | 11/2024 | Present |
NORWEX; NOT INV RELATED; COPPELL, TX; CONSULTANT; START DATE 5/31/2018; 1 HR PER MONTH; 0 HRS DURING TRADING; BUY PRODUCTS FOR OWN USE. TBD LLC; INV RELATED; LANCASTER,PA; OWN AND OPERATE A SOBOL FRANCHISE;25% OWNERSHIP; START DATE: 11/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-15 |
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