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Jeffrey Rodvien

Rbc Capital Markets, LLC

Walnut Creek, CA

Greenbrae, CA

Diabo, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-09
CA RA APPROVED 2020-03-05
  • TX RA
    APPROVED_RES
    Since 2020-03-09
  • CA RA
    APPROVED
    Since 2020-03-05

Branch Locations

1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States

300B Drakes Landing Road Ste 155, Greenbrae, CA 94904 • United States

Diabo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mill Valley CA 08/2012 03/2020
Bank Of America, N.A. Mill Valley CA 12/2012 03/2020
Rbc Capital Markets, Llc Walnut Creek CA 03/2020 Present
City National Bank Walnut Creek CA 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-02
  • S66 Uniform Combined State Law Examination
    2001-02-02
Other Names
  • Jeffrey Stuart Rodvien

View on SEC IAPD

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