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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-09 |
| CA | RA | APPROVED | 2020-03-05 |
Branch Locations
1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States
300B Drakes Landing Road Ste 155, Greenbrae, CA 94904 • United States
Diabo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley | CA | 08/2012 | 03/2020 |
| Bank Of America, N.A. | Mill Valley | CA | 12/2012 | 03/2020 |
| Rbc Capital Markets, Llc | Walnut Creek | CA | 03/2020 | Present |
| City National Bank | Walnut Creek | CA | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-02 |
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