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Laura Suzanne Frood

Sage, Rutty & Co., Inc.

Rochester, NY

Rochester, NY

Rochester, NY

Rochester, NY

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Current Employers
Sage, Rutty & Co., Inc.

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-21
FL RA APPROVED 2009-05-13
  • NY RA
    APPROVED
    Since 2021-06-21
  • FL RA
    APPROVED
    Since 2009-05-13

Branch Locations

1621 Jefferson Road, Rochester, NY 14623 • United States

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

100 Corporate Woods Suite 300, Rochester, NY 14623 • UNITED STATES

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage, Rutty & Company, Inc. Rochester NY 01/2004 Present
  • 01/2004 → Present
    Sage, Rutty & Company, Inc.
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-05
S63 Uniform Securities Agent State Law Examination 2000-10-12
  • S65 Uniform Investment Adviser Law Examination
    2009-05-05
  • S63 Uniform Securities Agent State Law Examination
    2000-10-12
Other Names
  • Laura Suzanne Schindler
  • Laura Suzanne Frood
  • Laura Suzanne Schindler

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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