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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-06-17 |
| CO | RA | APPROVED | 2025-04-02 |
| MT | RA | APPROVED | 2023-11-21 |
| DC | RA | APPROVED | 2021-05-11 |
| NY | RA | APPROVED | 2021-04-16 |
| IN | RA | APPROVED | 2021-03-05 |
| OR | RA | APPROVED | 2020-03-17 |
| FL | RA | APPROVED | 2020-03-05 |
| VT | RA | APPROVED | 2019-07-10 |
| WI | RA | APPROVED | 2017-01-09 |
| TX | RA | APPROVED_RES | 2016-08-30 |
| NJ | RA | APPROVED | 2009-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | New York | NY | 06/2000 | 10/2016 |
| Guardian | Manasquan | NJ | 06/1999 | 10/2016 |
| Guardian Life Insurance | Wall | NJ | 10/2016 | Present |
| Park Avenue Securities | Wall | NJ | 10/2016 | Present |
1. Jersey Mikes-Passive investor in 3 subs shops in North Lake, Texas, Start: 10/01/2018, Address: North Lake, Texas, 0 hrs per month, Investment related, 2.) Commitment to Excellence, LLC- Use this LLC for payroll purpose for administrative assistants, Start date: 01/01/2022, Address: 2111 Route 34 S Wall NJ 07719, 5 total hours per month 5 during securities trading hours,, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-15 |
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