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Jesse David Clark

Cetera Investment Advisers LLC

Yorba Linda, CA

CRD 4211785

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
CA RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • CA RA
    APPROVED
    Since 2014-01-21

Branch Locations

3960 Prospect Ave Unit C, Yorba Linda, CA 92886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 02/2008 Present
Cetera Investment Advisers Llc Brea CA 01/2014 Present
Previous Registrations
  • 2007-08-03 → 2008-02-15
    Ifmg Securities, Inc.
    Anaheim, CA
    Irvine, CA
    Anaheim, CA
  • 2007-07-03 → 2007-08-10
    Dfc Investor Services
    Anaheim, CA
    Chino Hills, CA
    Fullerton, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-02
S63 Uniform Securities Agent State Law Examination 2000-10-11
  • S65 Uniform Investment Adviser Law Examination
    2007-07-02
  • S63 Uniform Securities Agent State Law Examination
    2000-10-11
Other Names
  • Jesse D Clark

View on SEC IAPD

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