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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-21 |
| TX | RA | APPROVED_RES | 2011-03-23 |
Branch Locations
3169 Fernbrook Lane North, Plymouth, MN 55447-5357 • United States
Dayton, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Brighton | MN | 05/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Plymouth | MN | 03/2020 | Present |
Business Ownership; Ashlie S. Kaess & Associates, LLC; ; This is a single member LLC established for the sole purpose of managing my Ameriprise Franchise business. The commissions I receive are from Ameriprise Financial and the hours I spend on the business are at my franchise of Ameriprise Financial.; 3169 Fernbrook Lane NorthPlymouth, MN 55447, ,; ; ; 60 hours per month; . Outside Employment; Ashlie S. Kaess & Associates, LLC; Registered Team Member- Advisor; Manage advisory business; 3169 Fernbrook Lane North, , Plymouth, MN, 55447; Investment-Related; 05/01/2008; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-09 |
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