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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-12 |
Branch Locations
11675 Great Oaks Way Ste 320, Alpharetta, GA 30022 • United States
College Park, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | GA | 07/2005 | 03/2020 |
| Bank Of America, N.A | Duluth | GA | 11/2013 | 03/2020 |
| Nylife Securities Llc | Alpharetta | GA | 03/2021 | 10/2025 |
| New York Life Insurance Company | Alpharetta | GA | 05/2020 | 10/2025 |
| Eagle Strategies Llc | Alpharetta | GA | 03/2022 | 10/2025 |
| Mml Investors Services, Llc | Alpharetta | GA | 10/2025 | Present |
| Massmutual Life Insurance Company | Alpharetta | GA | 10/2025 | Present |
(1) Name: Dena Crosby Inv rel: Y Add: At Residential Address Nature: Real Estate Position: Real Estate Agent Start date: 01/01/2019 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: License to sell real estate. Don't actively practice. (2) Name: Genesis Grace LLC Inv rel: Y Add: At Residential Address Nature: Owner of real estate holding company Position: Manager/Member Start date: 03/20/2026 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Owner - No current real estate holding. Entity is active but no operations at the moment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-31 |
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