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9 E River Park Pl E, Suite 440, Fresno, CA 93720-1530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-07-02 |
Branch Locations
9 E River Park Pl E, Suite 440, Fresno, CA 93720-1530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Plan Financial | Fresno | CA | 06/2007 | Present |
RICHARD A ROCKWELL 1990 TRUST IS NOT INVESTMENT RELATED, HOWEVER, TRUST RESERVES ARE PLACED IN MUTUAL FUNDS AS APPROPRIATE. ADDRESS: 936 E. SUTTON DRIVE,FRESNO, CA 93720 MANAGE AND DISTRIBUTE TRUST ASSETS FOR DECEASED BROTHER'S ESTATE; FOR THE BENEFIT OF HIS TWO SONS (MY NEPHEWS) POSITION: TRUSTEE DATES: 3/1993 - PRESENT NUMBER OF HOURS DEVOTED - 10 HOURS PER MONTH NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS IS ZERO. DONE ON WEEKENDS/FLEXIBLE DESCRIPTION OF DUTIES: DEPOSIT TRUST INCOME & LIFE INSURANCE PROCEEDS. MANAGE & INVEST TRUST ASSETS ACCORDING TO "PRUDENT MAN" RULE. DISTRIBUTE TRUST FUNDS TO SUB-ACCOUNTS FBO BENEFICIARIES. AUTHORIZE & EXECUTE PAYMENTS FOR TAXES, VENDORS & ADMIN EXPENSES ON BEHALF OF TRUST AND BENEFICIARIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-10 |
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