Cindy Wei Lee

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 08/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 06/2011 → 08/2022
  Bank Of America,N.A.
  Pleasanton, CA
• 08/2022 → Present
  Morgan Stanley
  Walnut Creek, CA
• 08/2022 → Present
  Morgan Stanley Private Bank, N.A.
  Walnut Creek, CA

Previous Registrations

• 2010-04-13 → 2022-08-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  Palo Alto, CA
  Lincoln, RI
  Oakland, CA
  Walnut Creek, CA
  Menlo Park, CA
  Pleasanton, CA
  New York, NY
  New York, NY
  New York, NY
• 2008-04-18 → 2009-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
• 2001-05-21 → 2008-04-21
  Banc Of America Investment Services, Inc.
  San Jose, CA
  Menlo Park, CA
  Menlo Park, CA
  Los Altos, CA
  San Jose, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-05
• S63 Uniform Securities Agent State Law Examination
  2001-02-10

Other Names

• Cindy Wei Wong
• Cindy Wei Wong