Best Investors Account Sign in
Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-02
IL RA APPROVED 2013-06-19
TX RA APPROVED 2013-02-28
IA RA APPROVED 2011-01-31
  • MN RA
    APPROVED
    Since 2014-01-02
  • IL RA
    APPROVED
    Since 2013-06-19
  • TX RA
    APPROVED
    Since 2013-02-28
  • IA RA
    APPROVED
    Since 2011-01-31

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Plymouth MN 02/2007 06/2025
Wealth Enhancement Group, Llc Plymouth MN 06/2005 Present
Wealth Enhancement Brokerage Services, Llc Plymouth MN 02/2007 Present
Wealth Enhancement Advisory Services, Llc Plymouth MN 01/2011 Present
  • 02/2007 → 06/2025
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Plymouth, MN
  • 06/2005 → Present
    Wealth Enhancement Group, Llc
    Plymouth, MN
  • 02/2007 → Present
    Wealth Enhancement Brokerage Services, Llc
    Plymouth, MN
  • 01/2011 → Present
    Plymouth, MN
Previous Registrations
  • 2007-02-05 → 2013-02-08
    West Des Moines, IA
    Rochester, MN
    Burnsville, MN
    Fort Mill, SC
    Burnsville, MN
    Woodbury, MN
    Plymouth, MN
    Rochester, MN
    Plymouth, MN
Other Businesses

1. 2/6/2001 - DBA ONLY - WEALTH ENHANCEMENT GROUP - ADMIN. 2. 1/22/2009 - REGISTERED INVESTMENT ADVISOR - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - PROVIDE ASSET MANAGEMENT AND FINANCIAL PLANNING SERVICES. - TIME SPENT 50%. 3. 4/23/2012 - OTHER-WEG RADIO - WEALTH ENHANCEMENT GROUP - PARTICIPATE IN WEG RADIO PROGRAM. CONTENT OF THIS PROGRAM IS REVIEWED BY ADVERTISING COMPLIANCE. - TIME SPENT 1%. 4. 4/26/2012 - WEALTH ENHANCEMENT GROUP - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - OTHER-RADIO - WEG'S YOUR MONEY RADIO SHOW HOSTED BY BRUCE HELMER. BEN WILL SERVE AS A GUEST PARTICIPANT. - TIME SPENT 5%. 5. 11/11/2019 - South Shore Loft - Investment Related - Emily, MN 56447 - Real Estate Rental - Started 12/15/2018 - 0 Hour Per Month - We rent second residence for short term vocation rental on Air BNB. Wife manages the rental. 6. 04/11/2022 - Sole Prop - Investment Related - Orono MN 55356 - Real Estate Rental - Start Date - 09/01/2021 - 0 Hours Per Month/ 0 Hours During Securities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-08
  • S66 Uniform Combined State Law Examination
    2006-09-08
Designations
  • Certified Financial Planner
Other Names
  • Ben Hess

View on SEC IAPD

More in Plymouth, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor