Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-03-31 |
| TX | RA | APPROVED_RES | 2022-03-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Waukegan | IL | 07/2002 | 03/2022 |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | 03/2022 |
| Lpl Financial Llc | Burlington | WI | 03/2022 | Present |
1)12/13/2022 - Northern Lakes Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/1/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-20 |
Reach out to this advisor