Steven D Thompson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-10
GA	RA	APPROVED	2024-01-09

TX RA
APPROVED

Since 2024-01-10
GA RA
APPROVED

Since 2024-01-09

Branch Locations

3280 Peachtree Road Northeast, Suite 2000 Pwm, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invesco Distributors, Inc.	Houston	TX	06/2014	08/2023
Morgan Stanley	Atlanta	GA	12/2023	Present
Unemployed	Atlanta	GA	08/2023	12/2023

06/2014 → 08/2023

Invesco Distributors, Inc.

Houston, TX
12/2023 → Present

Morgan Stanley

Atlanta, GA
08/2023 → 12/2023

Unemployed

Atlanta, GA

Previous Registrations

2018-12-24 → 2023-08-09

Invesco Advisers, Inc.

Atlanta, GA

Other Businesses

*578710 ( 7 Personally owned rental properties) - Personally owned rental property; Investment related - Yes; Chandler and Gilbert, Arizona; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2012; During business hours: 0; After business hours: 1; Other

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-12-21
S63	Uniform Securities Agent State Law Examination	2001-01-23

S65 Uniform Investment Adviser Law Examination

2018-12-21
S63 Uniform Securities Agent State Law Examination

2001-01-23

Other Names

Steven Dean Thompson

View on SEC IAPD