Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-02-14
AR RA APPROVED 2012-09-17
IA RA APPROVED 2011-02-16
KS RA APPROVED 2011-02-16
TX RA APPROVED_RES 2007-09-11
MO RA APPROVED 2001-01-01
  • HI RA
    APPROVED
    Since 2023-02-14
  • AR RA
    APPROVED
    Since 2012-09-17
  • IA RA
    APPROVED
    Since 2011-02-16
  • KS RA
    APPROVED
    Since 2011-02-16
  • TX RA
    APPROVED_RES
    Since 2007-09-11
  • MO RA
    APPROVED
    Since 2001-01-01

Branch Locations

Great Southern Finanical Svcs 1342 E Kingsley St Ste E, Springfield, MO 65804 • United States

2609B E Sunshine St, Springfield, MO 65804 • United States

104 Ne 72Nd St Ste A, Gladstone, MO 64118 • United States

2400 Se C St Ste 2, Bentonville, AR 72712 • United States

900 Fort Street Mall Ste 1710, Honolulu, HI 96813 • United States

Springfield, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Springfield MO 09/2005 03/2020
Ameriprise Financial Services, Llc Springfield MO 03/2020 Present
Other Businesses

Business Ownership; RSS, LLC; ; I co-own my office real estate in the LLC.; 1342 E. Kingsley, Ste. E; Springfield, MO 65804, ,; ; 02/01/2004; 0 hours per month; / PMA Sunshine, LLC; ; We manage some of our office expenses out of this LLC; 1342 E. Kingsley; Ste. E; Springfield, MO 65804, ,; ; 04/01/2008; 1 to 9 hours per month; / Seth C. Murray, LLC; ; I manage some of my office expenses through this LLC.; 1342 E. Kingsley, Ste. E; Springfield, MO 65804, ,; ; 01/01/2006; 1 to 9 hours per month; / Gladstone Office, LLC; Management of commercial property; Entity to own a commercial property building; 1342 E Kingsley St, Suite E, , Springfield, MO, 65809; Not Investment-Related; 08/06/2021; 1 to 9 hours per month; 0 during trading hours / Tutu's Cottage, LLC; Management of vacation rental; vacation rental property; 5385 S Castlebay Dr, , Springfield, MO, 65809; Investment-Related; 04/04/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-21
  • S66 Uniform Combined State Law Examination
    2000-07-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Springfield, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor