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Current Employers
Reliastar Capital Management, Inc.

1100 Old Dawson Village Road Suite 120, Dawsonville, GA 30534 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-13
GA RA APPROVED 2013-11-22
  • TX RA
    APPROVED_RES
    Since 2020-08-13
  • GA RA
    APPROVED
    Since 2013-11-22

Branch Locations

1100 Old Dawson Village Road Suite 120, Dawsonville, GA 30534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bennett Financial Group Buford GA 02/2010 Present
Reliastar Capital Management, Inc. Buford GA 02/2012 Present
Previous Registrations
Other Businesses

1) THE BENNETT FINANCIAL GROUP, INC.; INVESTMENT-RELATED; DAWSONVILLE, GA; INSURANCE; PRESIDENT; START DATE: 02/2010; APPROX.20% OF TIME PER MONTH SPENT ON THIS ACTIVITY. DUTIES: I REPRESENT INSURANCE COMPANIES FOR WHICH I AM AN INSURANCE AGENT. 2) DAWSON CROSSFIT; NOT INVESTMENT RELATED; DAWSONVILLE, GA; GYM; PART-OWNER; START DATE: 2013; 0 HOURS PER MONTH SPENT ON THIS ACTIVITY. DUTIES: SILENT PARTNER. 3) RELIASTAR TAX ADVISORY LLC; NOT INVESTMENT-RELATED; DAWSONVILLE, GA; TAX SERVICES; OWNER; START DATE: 05/2026; 0 HOURS PER MONTH SPENT ON THIS ACTIVITY. DUTIES: OWNERSHIP ROLE ONLY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-15
  • S65 Uniform Investment Adviser Law Examination
    2010-08-15

View on SEC IAPD

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