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Nathan Charles Schmidt

LPl Financial LLC

Lincoln, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-18
NE RA APPROVED 2024-07-31
  • TX RA
    APPROVED
    Since 2025-06-18
  • NE RA
    APPROVED
    Since 2024-07-31

Branch Locations

5960 Vandervoort Dr.SUite 100, Lincoln, NE 68516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Lincoln NE 07/2002 06/2020
Thrivent Financial For Lutherans Appleton WI 07/2002 06/2020
Thrivent Advisor Network, Llc Lincoln NE 06/2020 07/2024
Purshe Kaplan Sterling Investments, Inc. Albany NY 06/2020 07/2024
Lpl Financial Llc Lincoln NE 07/2024 Present
Previous Registrations
Other Businesses

1) 07/12/2024 - 8945 LLC - Real Estate Rental - Co-owner - NE 68516 - Investment related - 1 Hour per month - Start date: 05/24/2019. 2) 07/12/2024 - Hawthorne Basement Finishing - Outside/W-2 Employment - provide limited manual labor, scheduling assistance with sub-contractors, and other operational/administrative type assistance - Non investment related - 5% Time spent - Start date: 05/01/2024. 3) 07/12/2024 - 5498 LLC - Business Entity For Tax/Investment Purposes Only - Investment Advisory Revenue - Co-owner - NE 68516 - Non investment related - 160 Hours per month - Start date: 05/15/2018. 4) 07/12/2024 - Ten22, LLC - Farm - Construction, Farming income, CRP Income - Owner - NE 68003 - Non investment related - 5% Time spent - Start date: 03/18/2024. 5) 07/12/2024 - Perspective Planning Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 6) 07/12/2024 - Perspective Planning Partners - Insurance Agency - Owner/Agent - Selling: Life, Health - Investment related - 10 Hours per month - Start date: 01/05/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-19
S63 Uniform Securities Agent State Law Examination 2000-07-27
  • S66 Uniform Combined State Law Examination
    2004-11-19
  • S63 Uniform Securities Agent State Law Examination
    2000-07-27
Designations

View on SEC IAPD

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