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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-18 |
| NE | RA | APPROVED | 2024-07-31 |
Branch Locations
5960 Vandervoort Dr.SUite 100, Lincoln, NE 68516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | Lincoln | NE | 07/2002 | 06/2020 |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | 06/2020 |
| Thrivent Advisor Network, Llc | Lincoln | NE | 06/2020 | 07/2024 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 06/2020 | 07/2024 |
| Lpl Financial Llc | Lincoln | NE | 07/2024 | Present |
1) 07/12/2024 - 8945 LLC - Real Estate Rental - Co-owner - NE 68516 - Investment related - 1 Hour per month - Start date: 05/24/2019. 2) 07/12/2024 - Hawthorne Basement Finishing - Outside/W-2 Employment - provide limited manual labor, scheduling assistance with sub-contractors, and other operational/administrative type assistance - Non investment related - 5% Time spent - Start date: 05/01/2024. 3) 07/12/2024 - 5498 LLC - Business Entity For Tax/Investment Purposes Only - Investment Advisory Revenue - Co-owner - NE 68516 - Non investment related - 160 Hours per month - Start date: 05/15/2018. 4) 07/12/2024 - Ten22, LLC - Farm - Construction, Farming income, CRP Income - Owner - NE 68003 - Non investment related - 5% Time spent - Start date: 03/18/2024. 5) 07/12/2024 - Perspective Planning Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 6) 07/12/2024 - Perspective Planning Partners - Insurance Agency - Owner/Agent - Selling: Life, Health - Investment related - 10 Hours per month - Start date: 01/05/2021.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-27 |
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