Best Investors
Account
Sign in
Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2009 | 11/2020 |
| Northwestern Mutual Investment Services Llc | Stamford | CT | 10/2009 | 11/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2015 | 11/2020 |
| Mml Investor Services | Shelton | CT | 11/2020 | 04/2022 |
| Mass Mutual Life Insurance | Shelton | CT | 11/2020 | 04/2022 |
| Barnum Financial Group | Shelton | CT | 12/2020 | 04/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2022 | Present |
| Northwestern Mutual Investment Services Llc | Stamford | CT | 05/2022 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2022 | Present |
1. BOARD OF EDUCATION CHAIR, NEW CANAAN BOARD OF EDUCATION, 220 ELM, NEW CANAAN, , CONNECTICUT, 06840, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 8/22/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD OF ED CHAIR. NON INVESTMENT RELATED. 2. OSF LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 5/22/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-28 |
| S65 | Uniform Investment Adviser Law Examination | 2000-08-21 |
Reach out to this advisor