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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-09-15 |
Branch Locations
Hazel Green, WI • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services Llc | Dubuque | IA | 04/2005 | 08/2021 |
| Global Portfolio Strategies, Inc. | Dubuque | IA | 10/2006 | 12/2018 |
| The Prudential Insurance Company Of America | Dubuque | IA | 04/2005 | 08/2021 |
| Prudential Customer Solutions Llc | Dubuque | IA | 05/2019 | 08/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-20 |
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