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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-29 |
| GA | RA | APPROVED | 2016-08-02 |
| OH | RA | APPROVED | 2016-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Canton | OH | 05/2015 | Present |
| Park Avenue Securities | Canton | OH | 02/2016 | Present |
1. Insurance other than Guardian-Selling group insurance products other than Guardian Start: 05/18/2015, Address: 4700 Dressler Rd NW, Canton, OH 44718, 20 Bus hrs per month, Investment related, 2. Paul and Carol David YMCA-Board of Directors, Start Date: 4/1/2026, Nature: YMCA charitable organization, Address: 7389 Caritas Cir NW Massillon, OH 44646, Duties: Involved in fundraising, member drives, etc, 3 total hours per month; 1 during securities trading hours, Non-Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-21 |
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