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Michael Jason Habermann

Usi Securities, Inc.

Bloomington, MN

Glastonbury, CT

Usi Advisors

Glastonbury, CT

Bloomington, MN

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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-05-25
  • MN RA
    APPROVED
    Since 2021-05-25

Branch Locations

8000 Norman Center Drive Suite 610, Bloomington, MN 55437 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-09-18
  • MN RA
    APPROVED
    Since 2020-09-18

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

8000 Norman Center Drive Suite 610, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Minnetonka MN 08/2004 09/2020
Usi Advisors, Inc. Glastonbury CT 09/2020 Present
Usi Consulting Group, Inc. Glastonbury CT 06/2020 05/2021
Associated Financial Group, Llc Minnetontka MN 08/2004 06/2020
Usi Securities, Inc. Glastonbury CT 01/2021 Present
Usi Consulting Group, Inc. Glastonbury CT 05/2021 Present
  • 08/2004 → 09/2020
    Lpl Financial Llc
    Minnetonka, MN
  • 09/2020 → Present
    Usi Advisors, Inc.
    Glastonbury, CT
  • 06/2020 → 05/2021
    Usi Consulting Group, Inc.
    Glastonbury, CT
  • 08/2004 → 06/2020
    Associated Financial Group, Llc
    Minnetontka, MN
  • 01/2021 → Present
    Usi Securities, Inc.
    Glastonbury, CT
  • 05/2021 → Present
    Usi Consulting Group, Inc.
    Glastonbury, CT
Previous Registrations
  • 2013-12-20 → 2020-09-10
    Lpl Financial Llc
    Minnetonka, MN
    Minnetonka, MN
    Manitowoc, WI
    Rockford, IL
    Neenah, WI
    Kimberly, WI
    Milwaukee, WI
    Madison, WI
  • 2008-03-31 → 2014-03-17
    Afg Financial Services
    Minnetonka, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11
Designations

View on SEC IAPD

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