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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-02-06
TX RA APPROVED 2024-02-05
  • LA RA
    APPROVED
    Since 2024-02-06
  • TX RA
    APPROVED
    Since 2024-02-05

Branch Locations

3908 Veterans Memorial Blvd., Ste. A, Metairie, LA 70002-5642 • United States

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Metairie LA 05/2007 02/2024
Ameriprise Financial Services, Llc Metairie LA 02/2024 Present
Bonvenu Investment Services Metairie LA 02/2024 Present
Previous Registrations
Other Businesses

Business Ownership; C. Nugent, Ltd; Owner; Business registered with the State of Louisiana to pass through income when I transacted investment advice at LPL Financial. I also used this business in the past to have income tax preparation income paid.; 4901 Antonini Dr., , Metairie, LA, 70006; Not Investment-Related; 01/01/2007; 0 hours per month; 0 during trading hours. Board of Directors; Jefferson Parish School Board; Jefferson Parish School Board Member - District VIII; 501 Manhattan Blvd, , Harvey, LA, 70058; Not Investment-Related; 01/03/2018; 20 to 39 hours per month; 1 to 9 during trading hours / NOEL Board; Member; 2424 N Arnoult Rd., , Metairie, LA, 70001; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 0 during trading hours / JFT Health and Welfare Board; Secretary; 2540 Severn Ave. Suite 302, , Metairie, LA, 70002; Not Investment-Related; 02/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Bonvenu Investment Services; Financial Advisor representing South Louisiana for Bonvenu Investment Services a division of Bonvenu Bank; Manage advisory business; 3908 Veterans Memorial Blvd. Ste A, , Metairie, LA, 70002; Investment-Related; 09/06/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-19
  • S66 Uniform Combined State Law Examination
    2007-07-19
Designations
Other Names
  • Chad J Nugent
  • Chad Nugent

View on SEC IAPD

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