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20 Corporate Woods Blvd.. Suite 400, Albany, NY 12211-2396 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-27 |
Branch Locations
292 Washington Avenue Extension Suite 101, Albany, NY 12203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2000 | 10/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2000 | 10/2023 |
| Lurie & Co, Pc | Albany | NY | 10/2012 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2023 | Present |
| Albany Advisory Group | Albany | NY | 10/2023 | Present |
1.) Albany Advisor Group. Investment Related. At the registered location. Ria. IAR. 10/2023. IAR. IAR. 40 Hrs/Monthly. 40 Hours During Trading. Fiduciary relationship with clients 2.) Lurie & Co, Pc. Not Investment Related. 292 Washington Ave. Ext. Albany, NY 12203. Tax And Accounting Services. President. Owner. 10/2012. 150 Hrs/Monthly. 30trading Hours. Tax Preparation, Financial Statements, Management Advisory 3.) Congregation Beth Emeth. Not Investment Related.100 Academy Rd. Albany NY 12208. Temple. Finance Committee. Committee Member. 7/2016. 5hrs/ Monthly. 5 Trading Hours. Help Budget Cash Flow. 4.) Bnai Brith. Investment Related. 4 Tower Place, Exec Park. Albany, NY 12203. Private Foundation. Finance Committee. Committee Member. 6/2023. 1 Hr/Monthly. 0 Trading Hours. Help Supply Grants to Needy Organizations to Fight Poverty. 5.) Fixed Insurance. Investment Related. At the registered location. Fixed Insurance. Agent. Agent. 10/2023. 1 Hr/Monthly. 1 Trading Hour. Provide Insurance Advice Based on The Needs of Client(S) 6.) Jewish Family Services of NENY. Not Investment Related. 184 Washington Ave Ext Albany, NY 12203. Social Work. 10/2023. Finance Committee. Committee Member. 2hr/monthly. 2Hrs. Help Budget And Cash Flow.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-11 |
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