Susan Bethany Hart

Employer firm

Albanyadvisor Group LLC CRD 316226

$303M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 11/2006 → 12/2022
  Pks Advisory Services, Llc
  Albany, NY
• 10/2021 → Present
  Albany Advisor Group, Llc
  Albany, NY

Previous Registrations

• 2008-05-07 → 2022-12-31
  Pks Advisory Services, Llc
  Albany, NY

Other Businesses

1) ALBANYADVISOR GROUP. Investment Related. 20 Corporate Woods Blvd, Albany NY 12211. RIA. IAR. Start 10/2021. 160 hours per month, 130 during trading. 2) PKS FINANCIAL. Not Investment Related. 80 State Street, Albany NY 12207. Fixed Insurance. Agent. Start 11/2006. 1 hour per month during trading. Sales and services of fixed life insurance and annuity contracts. 3) AAG Insurance Services LLC. Not Investment Related. At Registered Branch Office location. Insurance Agency. Owner. Start 09/2015. 4 hrs/month. 4 hrs during trading. Collection and reconciliation of Insurance commissions and overrides.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-01
• S63 Uniform Securities Agent State Law Examination
  2000-08-17

Designations

• Certified Financial Planner

Other Names

• Susan Bethany Marshall
• Susan Bethany Marshall