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20 Corporate Woods Blvd.. Suite 400, Albany, NY 12211-2396 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-21 |
Branch Locations
20 Corporate Woods Blvd.. Suite 400, Albany, NY 12211-2396 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 11/2006 | Present |
| Pks Advisory Services, Llc | Albany | NY | 11/2006 | 12/2022 |
| Albany Advisor Group, Llc | Albany | NY | 10/2021 | Present |
1) ALBANYADVISOR GROUP. Investment Related. 20 Corporate Woods Blvd, Albany NY 12211. RIA. IAR. Start 10/2021. 160 hours per month, 130 during trading. 2) PKS FINANCIAL. Not Investment Related. 80 State Street, Albany NY 12207. Fixed Insurance. Agent. Start 11/2006. 1 hour per month during trading. Sales and services of fixed life insurance and annuity contracts. 3) AAG Insurance Services LLC. Not Investment Related. At Registered Branch Office location. Insurance Agency. Owner. Start 09/2015. 4 hrs/month. 4 hrs during trading. Collection and reconciliation of Insurance commissions and overrides.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-17 |
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