David Tat Wai Chong

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-02-17
NY	RA	APPROVED	2021-06-12
TX	RA	APPROVED	2021-06-04

NJ RA
APPROVED

Since 2022-02-17
NY RA
APPROVED

Since 2021-06-12
TX RA
APPROVED

Since 2021-06-04

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	10/2012	06/2021
Morgan Stanley Smith Barney Llc	New York	NY	06/2021	Present
Morgan Stanley Private Bank, N.A	New York	NY	06/2021	Present

10/2012 → 06/2021

Ubs Financial Services Inc.

New York, NY
06/2021 → Present

Morgan Stanley Smith Barney Llc

New York, NY
06/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2012-10-25 → 2021-06-15

Ubs Financial Services Inc.

New York, NY

New Jersey, NJ
2007-06-25 → 2012-11-20

Credit Suisse Securities (Usa) Llc

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-06

S66 Uniform Combined State Law Examination

2007-03-06

Other Names

David Tat Wai Chong

View on SEC IAPD