Richard Brian Coloni

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 02/2020
  Cetera Advisors Llc
  Denver, CO
• 02/2020 → Present
  Lpl Financial Llc
  Orange City, FL

Previous Registrations

• 2016-09-08 → 2020-02-19
  Cetera Advisors Llc
  Debary, FL
  Greenwood Village, CO
• 2006-05-22 → 2016-10-03
  Investors Capital Corp.
  Gilford, NH
  Debary, FL
  Lynnfield, MA
  Lynnfield, MA
• 2006-01-09 → 2006-04-28
  Oppenheimer & Co. Inc.
  Fishkill, NY
  Fishkill, NY

Other Businesses

1)02/07/2020 - Synergy Wealth Alliance - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2020 2)02/07/2020 - CCFV Realty - Real Estate Rental - inv rel - Newburgh NY = start: 01/1990

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-04
• S63 Uniform Securities Agent State Law Examination
  2000-07-24

Other Names

• Richard B. Coloni