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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-16
IN RA APPROVED 2014-11-29
  • TX RA
    APPROVED
    Since 2014-12-16
  • IN RA
    APPROVED
    Since 2014-11-29

Branch Locations

4365 South Franklin Street, Michigan City, IN 46360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Michigan City IN 10/2012 Present
Previous Registrations
  • 2007-07-17 → 2008-06-30
    Wamu Investments, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2001-01-01 → 2005-03-09
    A. G. Edwards & Sons, Inc.
    Merrillville, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-28
  • S66 Uniform Combined State Law Examination
    2014-11-28
Other Names
  • Don Allan Lewis

View on SEC IAPD

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