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Ralph Profeta

Darwin Wealth Management

Tampa, FL

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Current Employers
Darwin Wealth Management

4601 W North A Street, Tampa, FL 33609-1909 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-30
  • FL RA
    APPROVED
    Since 2022-11-30

Branch Locations

4601 W North A Street, Tampa, FL 33609-1909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eagle Fund Distributors, Inc. St. Petersburg FL 03/2000 04/2022
Carillon Tower Advisers, Inc. St. Petersburg FL 06/2016 04/2022
Empower Financial Services, Inc Greenwood Village CO 09/2022 10/2022
Unemployed Odessa FL 04/2022 09/2022
Darwin Wealth Management, Llc Tampa FL 11/2022 Present
  • 03/2000 → 04/2022
    Eagle Fund Distributors, Inc.
    St. Petersburg, FL
  • 06/2016 → 04/2022
    Carillon Tower Advisers, Inc.
    St. Petersburg, FL
  • 09/2022 → 10/2022
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2022 → 09/2022
    Unemployed
    Odessa, FL
  • 11/2022 → Present
    Darwin Wealth Management, Llc
    Tampa, FL
Other Businesses

Name of Business : FloridaWood. just a hobby Address: Odessa, FL Nature of the Business: Make fish from wood as a hobby Position/Title: Proprietor/Owner Investment Related: No Start Date: 06/15/2015 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: I make the fish. Darwin Insurance Group, LLC, 4601 W. North A Street, Tampa, FL 33609, consult and/or offer fixed insurance and annuity products as a licensed agent from 12/2022 to present, up to 40% of weekly time may be spent on this service. Darwin Insurance Group is an affiliated company of Darwin Wealth Management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
S63 Uniform Securities Agent State Law Examination 2017-01-07
  • S66 Uniform Combined State Law Examination
    2022-11-15
  • S63 Uniform Securities Agent State Law Examination
    2017-01-07
Other Names
  • Ralph Vincent Profeta
  • Ralph Profeta

View on SEC IAPD

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