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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-06-21
TX RA APPROVED 2019-06-21
  • NC RA
    APPROVED
    Since 2019-06-21
  • TX RA
    APPROVED
    Since 2019-06-21

Branch Locations

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

727 W Hargett Street Suite 211, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 05/2000 12/2019
Bank Of America, N.A. Raleigh NC 07/2011 12/2019
Sanctuary Securities, Inc. Raleigh NC 12/2019 Present
Sanctuary Advisors, Llc Raleigh NC 12/2019 Present
Previous Registrations
Other Businesses

(1) Name of business: NC State Education Assistance Authority Address of the business: 10 TW Alexander Dr., Research Triangle Park, NC. Nature of the business: General oversight and govenance of Authority. Your position, title, or relationship with the business: Board member. Is the business investment-related: No Approximate number of hours/month you devote to the other business: 1 Number of hours you devote to the other business during securities trading hours: 3 per quarter. Start date of your relationship: January, 2018 (2) Name: Fish Hill & Jackson, LLC Position: partner Nature: Real Estate LLC Investment Related: Yes Hours: 1 Securities Trading Hours: 1 Start Date: 01/01/2022 Address: Suite 211, Raleigh NC 27603, United States Description: partner personally back financials of LLC (3) Name: North Carolina Banking Commission Position: board member Nature: The State Banking Commission supervises, directs and reviews the activities of the Office of the Commissioner of Banks under the North Carolina Banking Laws. The State Banking Commission, which consists of the State Treasurer and 14 appointed members, meets routinely to review any matters before the Office of the Commissioner of Banks. Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 04/01/2023 Address: 316 W. Edenton Street, Raleigh NC 27603, United States Description: The State Banking Commission supervises, directs and reviews the activities of the Office of the Commissioner of Banks under the North Carolina Banking Laws. The State Banking Commission, which consists of the State Treasurer and 14 appointed members, meets routinely to review any matters before the Office of the Commissioner of Banks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-29
  • S66 Uniform Combined State Law Examination
    2000-08-29

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