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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-21
MI RA APPROVED 2010-09-08
  • TX RA
    APPROVED_RES
    Since 2025-03-21
  • MI RA
    APPROVED
    Since 2010-09-08

Branch Locations

4575 Lake Michigan Dr Nw, Grand Rapids, MI 49534 • United States

711 W Main St Ste 200, Fremont, MI 49412 • United States

4985 Harvey St, Norton Shores, MI 49444-9763 • United States

Hudsonville, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Joseph MI 01/2010 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Previous Registrations
  • 2002-12-10 → 2004-03-16
    Morgan Stanley Dw Inc.
    Grand Rapids, MI
Other Businesses

Real Estate Ownership; Lot/Land; V/L Lanager Road, , Branch, MI, 49402; Not Investment-Related; 06/01/2021. Business Ownership; HSC Group, LLC; ; Legal entity created to manage administrative expenses for Ameriprise practice HS&C Wealth Management, including paying compensation to staff for non-securities related activity; 711 W. Main St.Fremont, MI 49412, ,; Not Investment-Related; 01/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours / H&S Companies; Shareholder; Tax Preparation; 711 W. Main Street, , Fremont, MI, 49412; Not Investment-Related; 01/01/2022; 0 hours per month; 0 during trading hours / Hendon Slate LLC; Co-owner; Legal entity created to hold ownership of Ameriprise practice, HS&C Wealth Management; 711 W Main St, , Fremont, MI, 49412; Investment-Related; 02/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-04
S63 Uniform Securities Agent State Law Examination 2000-07-06
  • S65 Uniform Investment Adviser Law Examination
    2001-05-04
  • S63 Uniform Securities Agent State Law Examination
    2000-07-06
Other Names
  • Daniel Scott Dewitt

View on SEC IAPD

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