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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-04-06 |
| PR | RA | APPROVED | 2023-04-05 |
| WY | RA | APPROVED | 2023-03-29 |
| IA | RA | APPROVED | 2023-03-23 |
| CA | RA | APPROVED | 2023-03-22 |
| CT | RA | APPROVED | 2021-11-29 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2019-10-15 |
| NJ | RA | APPROVED | 2011-01-11 |
| FL | RA | APPROVED | 2010-06-09 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs International Inc. | Miami | FL | 05/2004 | Present |
| Ubs Ag | Miami | FL | 05/2004 | Present |
| Ubs Financial Services Inc. | Weehawken | NJ | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-21 |
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