John Francis Luisi

Wells Fargo Advisors Financial Network, LLC

CRD 4209411

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-08
NY	RA	APPROVED	2021-07-27
NJ	RA	APPROVED	2016-03-07

TX RA
APPROVED_RES

Since 2022-02-08
NY RA
APPROVED

Since 2021-07-27
NJ RA
APPROVED

Since 2016-03-07

Branch Locations

401 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Melville	NY	04/2015	Present

04/2015 → Present

Wells Fargo Advisors Financial Network, Llc

Melville, NY

Other Businesses

AML STRATEGIC CAPITAL INC, INV RELATED, WEST ISLIP, NY, 100% OWNERSHIP, START DATE: 10/17/23, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-03
S63	Uniform Securities Agent State Law Examination	2000-10-21

S66 Uniform Combined State Law Examination

2016-03-03
S63 Uniform Securities Agent State Law Examination

2000-10-21

Other Names

John F. Luisi
John Luisi

View on SEC IAPD

More in Melville, NY

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