Brian Matthew Neeley

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-07-12
MD	RA	APPROVED	2016-04-19

TX RA
APPROVED

Since 2016-07-12
MD RA
APPROVED

Since 2016-04-19

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Bethesda	MD	03/2016	Present
Morgan Stanley Private Bank, N.A.	New York	NY	04/2016	Present

03/2016 → Present

Morgan Stanley Smith Barney Llc

Bethesda, MD
04/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

BETHESDA BLUES & JAZZ, LLC, 4550 MONTGOMERY AVE., #230N, BETHESDA, MD 20814 / MUSIC VENUE AND RESTAURANT / NOT INVESTMENT RELATED / PASSIVE (<1%) OWNER / NOT SECURITIES RELATED / 0 HOURS PER MONTH WINGATE INVESTMENTS LLC; SOLE PROPRIETOR/OWNER/PARTNER; APARTMENTS; INVESTMENT RELATED; 0,0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-19
S63	Uniform Securities Agent State Law Examination	2001-08-28

S65 Uniform Investment Adviser Law Examination

2016-04-19
S63 Uniform Securities Agent State Law Examination

2001-08-28

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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