Daniel A Ringelstein

Current Employers

Employment History

• 05/2016 → 04/2021
  Morgan Stanley Smith Barney Llc
  Portsmouth, NH
• 06/2016 → 04/2021
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 04/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Concord, NH

Previous Registrations

• 2016-05-13 → 2021-05-10
  Morgan Stanley
  Portsmouth, NH
  Gilford, NH
• 2014-11-07 → 2016-05-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Concord, NH
• 2014-05-05 → 2014-10-30
  Valic Financial Advisors, Inc.
  Burlington, MA

Other Businesses

I*429444 For profit or not for profit: Name of outside business organization: Harbor 1 LLC Investment related: N Address of business: New Hampshire, New Hampshire, 03254 Nature of business: ["Business or Industry Organization"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/5/2021 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Rental Property I*82337 For profit or not for profit: Non-Profit Organization Name of outside business organization: Winnipesaukee Capital LLC Investment related: N Address of business: Moultonborough, New Hampshire 3254 Nature of business: LLC, Compensation for Activity: Y Position, title, association: Other, Sole Member Start date of relationship: 6/1/2015 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Rental Properties. I*137878 For profit or not for profit: For-Profit Organization Name of outside business organization: LR1 Investment related: N Address of business: Moultonborough, New Hampshire 3254 Nature of business: LLC, Compensation for Activity: N Position, title, association: Family Held, Start date of relationship: 5/10/2021 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Rental Propery I*429443 For profit or not for profit: Name of outside business organization: Sunshine LLC Investment related: N Address of business: New Hampshire, New Hampshire, 03254 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Other"], Start date of relationship: 10/5/2021 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Owner of a property, Real Estate Vacation Rental

Exams

• S66 Uniform Combined State Law Examination
  2014-05-02
• S63 Uniform Securities Agent State Law Examination
  2013-12-30

Other Names

• Daniel August Ringelstein