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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-14 |
| NC | RA | APPROVED | 2003-01-27 |
Branch Locations
100 North Cherry Street Suite 500, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Springfield | MA | 01/2003 | Present |
| Mml Investors Services, Inc. | Winston-Salem | NC | 01/2003 | Present |
(1) NAME: HOLDEN & MICKEY INC INV REL: Y ADDR: 100 N CHERRY ST STE 500 WINSTON-SALEM NC 27101 NATURE: LIFE, DISABILITY, LTC POSITION: SALES, AGENT START DATE: 1/2/2003 NO. HR/MO: 5 NO. HR/MO DUR SEC TRADING: 5. (2) NAME: SHERMAN & BODDIE INC INV REL: Y ADDR: 730 LEWIS ST OXFORD NC 27565 NATURE: TRUCKING/BOARD SERVICE POSITION: START DATE: 1/1/2009 NO HR/MO: 5 NO HR/MO DUR TRADING: 0. (3) NAME: ENGLEWOOD ADVISORS LLC, INV REL: Y, ADD: AT RESIDENTIAL ADDRESS, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 11/01/2025, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-15 |
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